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1345 Avenue Of The Americas, New York, NY 10105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2019-01-09 |
| NC | RA | APPROVED | 2013-03-05 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Axa Advisors, Llc | New York | NY | 02/2013 | 06/2020 |
| Equitable Advisors, Llc | New York | NY | 02/2013 | Present |
1) Ashar Group (Sole Proprietor, provides life settlements); 2) LWS Properties, LLC (owner) 3) DBA: Legacy Wealth Strategies 4) PST Advisors, LLC (Investment Policy Committee Board Member)
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-02-12 |
| S63 | Uniform Securities Agent State Law Examination | 2000-03-07 |
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