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Khoi Bui

Morgan Stanley

Honolulu, HI

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
HI RA APPROVED 2025-07-25
  • HI RA
    APPROVED
    Since 2025-07-25

Branch Locations

733 Bishop Street Suite 2800, Honolulu, HI 96813 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. San Francisco CA 02/2004 11/2018
National Financial Services Llc San Francisco CA 11/2018 10/2022
Edward Jones St. Louis MO 10/2022 07/2025
Fidelity Investments Boston MA 11/2018 09/2021
Practifi Chicago IL 11/2021 10/2022
Morgan Stanley Smith Barney Llc Honolulu HI 07/2025 Present
Morgan Stanley Private Bank, N.A New York NY 08/2025 Present
  • 02/2004 → 11/2018
    Charles Schwab & Co., Inc.
    San Francisco, CA
  • 11/2018 → 10/2022
    National Financial Services Llc
    San Francisco, CA
  • 10/2022 → 07/2025
    Edward Jones
    St. Louis, MO
  • 11/2018 → 09/2021
    Fidelity Investments
    Boston, MA
  • 11/2021 → 10/2022
    Practifi
    Chicago, IL
  • 07/2025 → Present
    Morgan Stanley Smith Barney Llc
    Honolulu, HI
  • 08/2025 → Present
    Morgan Stanley Private Bank, N.A
    New York, NY
Previous Registrations
  • 2022-10-10 → 2025-07-28
    Edward Jones
    Honolulu, HI
    St Louis, MO
    Pearl City, HI
    Honolulu, HI
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-07-22
S63 Uniform Securities Agent State Law Examination 2005-06-22
  • S65 Uniform Investment Adviser Law Examination
    2022-07-22
  • S63 Uniform Securities Agent State Law Examination
    2005-06-22
Designations
Other Names
  • Khoi Duy Bui
  • Khoi D Bui

View on SEC IAPD

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Other Offices

REGENCY CAPITAL MANAGEMENT INC. · HONOLULU, HI
WEALTH ALIGNMENT PARTNERS, LLC · HONOLULU, HI
WELLS FARGO CLEARING SERVICES, LLC · HONOLULU, HI
DIVERSIFY ADVISORY SERVICES, LLC · Honolulu, HI
DIVERSIFY ADVISORY SERVICES, LLC · HONOLULU, HI
CETERA INVESTMENT ADVISERS LLC · HONOLULU, HI
MML INVESTORS SERVICES, LLC · HONOLULU, HI
COMMONWEALTH FINANCIAL NETWORK · Honolulu, HI

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