Josh Keith Wood

Current Employers

Employment History

• 01/2004 → Present
  Osaic Wealth, Inc
  Amarillo, TX

Other Businesses

1. WOOD FINANCIAL; NOT INVESTMENT RELATED; SOLE PROPRIETORSHIP; 6208 HILLSIDE STE. 1300 AMARILLO, TX 79109; OWNER; START DATE: 07/14/2010; 2 HR/MO; 2 HR/TD; PROVIDE NON-INVESTMENT RELATED BUDGET ANALYSIS. 2. JOSH WOOD POSITION: Owner - NATURE: Sole Proprietorship - INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 2 START DATE: 05/31/2012 ADDRESS: 4711 Bell, Amarillo TX 79109, United States DESCRIPTION: author of Christian self-help books 3. WOOD FINANCIAL POSITION: Partner - NATURE: Sole Proprietorship - INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 01/01/2004 ADDRESS: 4711 Bell Street, Amarillo TX 79109, United States DESCRIPTION: sell term life and long term care insurance We utilize Broker's Service Marketing Group and TNBC. 4. JOSH AND CAREESE WOOD FOUNDATION POSITION: President NATURE: Nonprofit Corporation INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 09/01/2021 ADDRESS: 9101 Blackhawk Rd, Amarillo TX 79119, United States DESCRIPTION: Oversee operations for a very small family foundation. 5. WOOD MANAGEMENT COMPANY POSITION: Owner NATURE: S Corporation. This entity was established to facilitate payroll for employees and pass through business expenses and income. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/01/2015 ADDRESS: 4711 Bell Street, Amarillo TX 79109, United States DESCRIPTION: I facilitate payroll and maintain the entity. 6. STEVE JOSH JAKE WOOD GENERAL PARTNERSHIP POSITION: Partner NATURE: Partnership. This partnership owns our Wood Financial building and a separate building that shares a parking lot with it. We pay rent to this partnership. INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/01/2012 ADDRESS: 4711 Bell Street, Amarillo TX 79109, United States DESCRIPTION: General property oversight. 7. WOOD FINANCIAL - DBA POSITION: Partner NATURE: DBA Sole Proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 120 SECURITIES TRADING HOURS: 120 START DATE: 01/01/2007 ADDRESS: 4711 Bell Street, Amarillo TX 79109, United States DESCRIPTION: Financial Advisor duties including Meet with clients: Discuss financial goals, income, expenses, and risk tolerance Recommend products: Provide advice on investments, insurance, and other financial products Educate clients: Explain financial products and potential risks Monitor accounts: Review accounts regularly to identify changes that might need to be made Collaborate with other professionals: Work with tax, legal, and insurance professionals to develop a financial roadmap Stay current: Research financial trends and market performance Comply with regulations: Follow all rules and regulations in the financial industry

Exams

• S65 Uniform Investment Adviser Law Examination
  2013-12-02
• S63 Uniform Securities Agent State Law Examination
  2004-01-06