Robert John Tencate

Current Employers

Tiaa-Cref Individual & Institutional Services, Llc

730 Third Avenue, New York, NY 10017-3206 • United States

Current Registrations

Authority	Category	Status	Date
CO	RA	APPROVED	2008-02-26

CO RA
APPROVED

Since 2008-02-26

Branch Locations

1670 Broadway, Suite 3300 Denver Regional, Denver, CO 80202-5602 • United States

Denver, CO • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy Yes
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Tiaa-Cref Individual & Institutional Services, Llc	Denver	CO	12/2004	Present
Tiaa	Denver	CO	12/2004	Present

12/2004 → Present

Tiaa-Cref Individual & Institutional Services, Llc

Denver, CO
12/2004 → Present

Tiaa

Denver, CO

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2008-02-25
S63	Uniform Securities Agent State Law Examination	2003-04-02

S65 Uniform Investment Adviser Law Examination

2008-02-25
S63 Uniform Securities Agent State Law Examination

2003-04-02

Other Names

Robert John Tencarte

View on SEC IAPD

Current Employers

Tiaa-Cref Individual & Institutional Services, Llc

Disclosures

Employment History

Exams

Other Names

Other Firms

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