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2413 Blue Ridge Rd Suite 201, Raleigh, NC 27607 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2022-04-20 |
| MA | RA | APPROVED | 2021-07-16 |
Branch Locations
2413 Blue Ridge Rd Suite 201, Raleigh, NC 27607 • United States
85 Eastern Ave, Gloucester, MA 01930 • United States
55 Ferncroft Rd Suite 203, Danvers, MA 01923 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Unemployed | Boston | MA | 01/2020 | 06/2020 |
| Newport Capital Advisers | Quincy | MA | 09/2014 | 01/2020 |
| Douglas Dicerbo | Boston | MA | 06/2020 | 08/2020 |
| James Pettorelli | Boston | MA | 06/2020 | 08/2020 |
| James Pettorelli | Boston | MA | 09/2020 | 04/2021 |
| Douglas Di Cerbo | Boston | MA | 09/2020 | 04/2021 |
| Northwestern Mutual Investment Services Llc | Boston | MA | 09/2020 | 04/2021 |
| Guardian Wealth Advisors,Llc | Raleigh | NC | 07/2021 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-11-24 |
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