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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-12-06 |
| OR | RA | APPROVED | 2022-12-04 |
Branch Locations
4707 Executive Dr, San Diego, CA 92121-3091 • United States
2324 Se Risley Ave, Milwaukie, OR 97267 • United States
4020 Ne Fremont St. Suite B, Portland, OR 97212 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sii Investmetns | Portland | OR | 11/2006 | 11/2017 |
| Securities America, Inc. | Portland | OR | 11/2017 | 11/2022 |
| Securities America Advisors | Portland | OR | 11/2017 | 11/2022 |
| Lpl Financial Llc | Portland | OR | 11/2022 | Present |
1- November Frazier Wealth Management / DBA for LPL Business (entity for LPL business) / INVESTMENT RELATED / PORTLAND, OR 2- November NON-VARIABLE INSURANCE / INVESTMENT RELATED / PORTLAND, OR
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-10-23 |
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