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Scott Spencer Williams

S. Williams Capital, LLC

New York, NY

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Current Employers
S. Williams Capital, Llc

5 West 37Th Street 6Th Floor, New York, NY 10018 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2025-03-24
NY RA APPROVED 2025-03-03
  • GA RA
    APPROVED
    Since 2025-03-24
  • NY RA
    APPROVED
    Since 2025-03-03

Branch Locations

5 West 37Th Street 6Th Floor, New York, NY 10018 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
S. Williams Capital, Llc New York NY 07/2014 Present
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2010-12-07
  • S63 Uniform Securities Agent State Law Examination
    2010-12-07
Designations

View on SEC IAPD

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