Andrew M Houte

Current Employers

Employment History

• 05/2015 → Present
  Lpl Financial Llc
  Brookfield, WI
• 05/2016 → Present
  Great Valley Advisor Group, Inc.
  Brookfield, WI

Previous Registrations

• 2005-01-21 → 2015-05-08
  Msi Financial Services, Inc.
  Milwaukee, WI
  Chicago, IL
  Wauwatosa, WI
  Milwaukee, WI
  Milwaukee, WI
  Chicago, IL
  Milwaukee, WI
  Milwaukee, WI
• 2004-03-24 → 2004-03-24
  Equitable Advisors, Llc
  Milwaukee, WI

Other Businesses

1. 5/5/2015: NEXT LEVEL PLANNING AND WEALTH MANAGEMENT / NON-VARIABLE INSURANCE / AGENT- HEALTH, LIFE, DISABILITY, LTC, FIXED ANNUITIES / 20% TIME SPENT. 2. 5/5/2015: NEXT LEVEL PLANNING & WEALTH MANAGEMENT / DBA ONLY / 95% TIME SPENT. 3. 5/25/2015: FINANCIAL MANAGEMENT, INC. - INVESTMENT RELATED - AT REPORTED BUSINESS LOCATION(S) - NON-VARIABLE INSURANCE - TIME SPENT 20% - INSURANCE PRODUCER UNDER AGENCY FINANCIAL MANAGEMENT, INC. 4. 05/27/2016 * Next Level Planning & Wealth Mgmt * Registered Investment Advisor DBA * Next Level Planning & Wealth Mgmt * inv rel * 325 N Corporate Dr. Suite 120, Brookfield, WI 53045 * 1. yes 1a. yes 1b. yes 1c. documentation has been provided. * start 05/05/2015 * 80 hrs/mo during secs trdg hrs. 5. 05/27/2016 * Great Valley Advisor Group * Registered Investment Advisor Hybrid * inv rel * 1200 Pennsylvania Ave., Suite 202, Wilmington, DE 19806 * IAR * start 05/18/2016 * 80 hrs/mo during secs trdg hrs. 6. 07/05/2016 * NO BUSINESS NAME * Non-Variable Insurance * INV REL * 325 N Corporate Dr. Suite 120 Brookfield, WI 53045 * Simply working with a third party -LTCi Partners * START 06/23/2016 * 4 HRS/MO; 1 HR DURING SECS TRDG HRS. 7. 10/08/2021 - No Business Name - Investment Related - 10777 W. Beloit Road, Greenfield, WI 53228 - Tax Prep/Accounting/CPA - Tax Preparer - Start Date: 04/15/2021 - 15 Hours Per Month/4 Hours During Securities Trading.

Exams

• S66 Uniform Combined State Law Examination
  2003-01-15

Designations