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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NE | RA | APPROVED | 2020-10-22 |
| TX | RA | APPROVED | 2020-10-05 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| State Farm Vp Management Corp | Friendswood | TX | 10/2008 | 12/2016 |
| State Farm Insurance | Friendswood | TX | 10/2008 | 12/2016 |
| The Prudential Insurance Co. Of America | Houston | TX | 01/2017 | 02/2018 |
| Pruco Securities, Llc | Houston | TX | 01/2017 | 02/2018 |
| Minnesota Life | St. Paul | MN | 02/2018 | 09/2020 |
| Securian Financial Services Inc. | St. Paul | MN | 02/2018 | 09/2020 |
| Img Financial Group | Houston | TX | 02/2018 | 09/2020 |
| Lpl Financial Llc | Houston | TX | 10/2020 | Present |
| Jsc Federal Credit Union | Houston | TX | 10/2020 | Present |
1)10/5/2020- JSC Financial Services-DBA for LPL Business (entity for LPL business) -Inv. Related- at reported business location(s)-100% 2)10/25/2021 - JSC Federal Credit Union DBA Wellby Financial - DBA: Wellby Investment Services - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 10/18/2021 - 180 Hours Per Month/150 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-12-28 |
| S63 | Uniform Securities Agent State Law Examination | 1999-12-21 |
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