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Current Employers
Fifth Third Securities, Inc.

34 Fountain Square Plaza Md 1090Xb, Cincinnati, OH 45263 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2018-04-03
  • IL RA
    APPROVED
    Since 2018-04-03

Branch Locations

702 N. Green Bay Road, Waukegan, IL 60085 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Fifth Third Bank Waukegan IL 01/1982 Present
Fifth Third Securities Waukegan IL 09/2002 Present
Fifth Third Securities Waukegan IL 08/2005 Present
  • 01/1982 → Present
    Fifth Third Bank
    Waukegan, IL
  • 09/2002 → Present
    Fifth Third Securities
    Waukegan, IL
  • 08/2005 → Present
    Fifth Third Securities
    Waukegan, IL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-04-03
S63 Uniform Securities Agent State Law Examination 2002-11-07
  • S65 Uniform Investment Adviser Law Examination
    2018-04-03
  • S63 Uniform Securities Agent State Law Examination
    2002-11-07
Other Names
  • Lynn Marie Furstenburg

View on SEC IAPD

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