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CRD 2925700
J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-12-06 |
| IL | RA | APPROVED | 2023-02-14 |
Branch Locations
3950 Fountain Square Plaza, Waukegan, IL 60085 • United States
380 Townline Rd, Mundelein, IL 60060 • United States
965 Rockland Rd, Lake Bluff, IL 60044 • United States
884 S Waukegan Rd, Lake Forest, IL 60045 • United States
6400 Grand Avenue, Gurnee, IL 60031 • United States
488 Liberty St., Wauconda, IL 60084 • United States
2311 N Us Hwy 12, Spring Grove, IL 60081 • United States
4302 W Elm St, Mchenry, IL 60050 • United States
600 N Meacham Rd, Schaumburg , IL 60173 • United States
2100 N. Route 83, Round Lake Beach, IL 60073 • United States
3699 N. Main Street, Rockford, IL 61103 • United States
1382 St. Route 12, Fox Lake, IL 60020 • United States
136 W Northwest Hwy, Barrington, IL 60010 • United States
320 S Eastwood Dr, Woodstock, IL 60098 • United States
6001 East State Street, Rockford, IL 61108 • United States
300 Northwest Highway, Cary, IL 60013 • United States
7997 North Alpine Road, Loves Park, IL 61111 • United States
389 E Rt 173, Antioch, IL 60002 • United States
975 E. Belvidere Road, Grayslake, IL 60030 • United States
11440 Main Street, Roscoe, IL 61073 • United States
140 W. Cook Avenue, Libertyville, IL 60048 • United States
1840 N Milwaukee Ave, Vernon Hills, IL 60061 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jpmorgan Chase Bank, Na. | Schaumburg | IL | 11/2003 | Present |
| J.P. Morgan Securities Llc | Schaumburg | IL | 02/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-10-07 |
| S65 | Uniform Investment Adviser Law Examination | 2001-05-08 |
| S63 | Uniform Securities Agent State Law Examination | 1997-09-03 |
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