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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2008-03-26 |
| IL | RA | APPROVED | 2006-02-23 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc (Formerly: Linsco / Private Ledger Corp.) | Gurnee | IL | 08/2000 | Present |
1. 10/23/2008 - Zacharias Sexual Abuse Center - Non-Profit Board Member - Not Investment Related - Time Spent 2%
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-02-22 |
| S63 | Uniform Securities Agent State Law Examination | 1994-09-30 |
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