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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2024-04-18 |
Branch Locations
2525 Raeford Rd Ste A, Fayetteville, NC 28305 • United States
2939 Village Dr., Fayetteville, NC 28304 • United States
2547 Ravenhill Dr Ste 103, Fayetteville, NC 28303 • United States
403 East Third St, Pembroke, NC 28372 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel Nicolaus & Co Inc | Fayetteville | NC | 01/2009 | 04/2024 |
| Lpl Financial | Fayetteville | NC | 04/2024 | Present |
| Lumbee Guaranty Bank | Fayetteville | NC | 04/2024 | Present |
1) 04/18/2024 - Lumbee Guaranty Financial Services / DBA for LPL Business (entity for LPL business) - Inv. Related - At Reported Business Location(s) - Stat date: 4/18/2024 - 160hrs/mnth 8hrs during Trading 2) 09/18/2024 - Investment & Retirement Advisors - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 09/04/2024 - 50 Hours Per Month/ 35 Hours During Trading 3) 09/18/2024 - Wealth Management at Lumbee Guaranty Bank - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 09/10/2024 - 80 Hours Per Month/ 4 Hours During Trading 4. 10/24/2025 - Campbellton Advisors Group - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 04/18/2024 - 0 Hours Per Month/ 0 Hours During Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-02-23 |
| S63 | Uniform Securities Agent State Law Examination | 2002-11-20 |
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