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Current Employers
Gagnon Securities, Llc

1370 6Th Avenue 26Th Floor, New York, NY 10019 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-07-30
  • NY RA
    APPROVED
    Since 2021-07-30

Branch Locations

1370 Avenue Of The Americas 26Th Floor, New York, NY 10019 • USA

1370 Avenue Of The Americas, New York, NY 10019 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Gagnon Securities Llc New York NY 09/2002 Present
Other Businesses

I am a Certified Public Accountant ("CPA") and Charted Global Management Accountant. I at times use this knowledge to analyze companies. I am a member of the American Institute of Certified Public Accountants as well as a member of the NY State Society of CPA's. I spend 5 hours per month on these activities. I am an Independent Director and serve as the Chairman of the Audit Committee at Vector Group LTD. Vector Group LTD is located at 4400 Biscayne Boulevard Miami, Florida 33137 and is a holding company of Tobacco and Real Estate. I spend 10 hours per month on this activity. Since 2008, I have been an Independent Director at the Lombardy Hotel located at 111 East 56th Street New York, New York 10022. I spend 5 hours per month on this activity. Since 2014, I have been a Volunteer and Chairman of the Audit Committee of The Omega Institute located at 150 Lake Drive Rhinebeck, New York 12572. The Omega Institute is a not for profit entity that brings innovative educational experiences that awaken the best in human spirit, providing hope and healing for individuals and society. I spend 3 hours per month on the activity. Entity: Gagnon Administrative Services, Partner, 1370 Avenue of the Americas 26th Floor NY, NY 10019, Investment Related: Yes, Nature of Business: Collect fees from the affiliated companies of Gagnon Securities, Duties: Partners of Gagnon Securities are equal Partners of Gagnon Administrative. As needed less than 5 hours monthly during the trading day Entity: Gagnon Securities Partners Fund/Gagnon Securities Private Partners Fund, Partner, 1370 Avenue of the Americas 26th Floor NY, NY 10019, Investment Related: Yes, Nature of Business: Invest and Reinvest the capital of the Gagnon Securities. As needed less than 5 hours monthly during the trading day

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2003-01-31
  • S63 Uniform Securities Agent State Law Examination
    2003-01-31

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