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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2022-05-18 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cuna Brokerage Services, Inc. | Waverly | IA | 01/2007 | Present |
| Schoolsfirst Fcu Aka Orange County Teachers Credit Union | Santa Ana | CA | 01/2007 | Present |
| Lpl Financial Llc | Tustin | CA | 05/2022 | Present |
1) 05-18-2022-SCHOOLSFIRST FCU- Investment Related- At Reported Business Location(s)-Financial Institution Duty-Vice-President- START DATE: 06/2003-160 Hours Per Month/160 Hours During Trading- Time Spent Percent: 100%- 2) 05-18-2022-SchoolsFirst Investment Services- Investment Related- At Reported Business Location(s)- DBA for LPL Business (entity for LPL business)-Program Manager-
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-11-01 |
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