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Current Employers
New York Life Investment Management Llc

51 Madison Avenue, New York, NY 10010 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-10-28
  • NY RA
    APPROVED
    Since 2021-10-28

Branch Locations

51 Madison Avenue, New York, NY 10010 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
New York Life Investment Management Llc Parsippany NJ 05/2006 Present
Commercial Risk Floral Park NY 01/2005 Present
Previous Registrations
Other Businesses

KAGER HOLDINGS LLC 340 SARA WELLS TRAIL GOSHEN, NY 10924. NOT INVESTMENT RELATED; SINCE 3/27/2015. REAL ESTATE, VICE PRESIDENT. ADVICE AND GUIDANCE ON DECISION MAKING REGARDING PURCHASE OF PROPERTY.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2004-05-09
S63 Uniform Securities Agent State Law Examination 2000-06-07
  • S65 Uniform Investment Adviser Law Examination
    2004-05-09
  • S63 Uniform Securities Agent State Law Examination
    2000-06-07

View on SEC IAPD

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