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Denise Antoinette Tellez

Morgan Stanley

Albuquerque, NM

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
NM RA APPROVED 2022-08-10
TX RA APPROVED_RES 2022-08-10
  • NM RA
    APPROVED
    Since 2022-08-10
  • TX RA
    APPROVED_RES
    Since 2022-08-10

Branch Locations

6565 Americas Parkway Suite 400, Albuquerque, NM 87110 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets, Llc Albuquerque NM 03/2008 07/2022
Morgan Stanley Albuquerque NM 07/2022 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2019-08-26
S63 Uniform Securities Agent State Law Examination 2003-02-10
  • S65 Uniform Investment Adviser Law Examination
    2019-08-26
  • S63 Uniform Securities Agent State Law Examination
    2003-02-10
Other Names
  • Denise Antoinette Parra

View on SEC IAPD

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