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Wells Fargo Clearing Services, LLC CRD 19616
$671B regulatory AUM 5,302 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-03-05 |
| NJ | RA | APPROVED | 2020-02-10 |
Branch Locations
767 5Th Ave 33Rd Fl [Y5-Rbo], New York, NY 10153 • United States
1300 3Rd Ave, New York, NY 10021 • United States
968 3Rd Ave, New York, NY 10022 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hsbc Bank Usa, N.A. | New York | NY | 07/2016 | 12/2019 |
| Hsbc Securities (Usa) Inc. | New York | NY | 07/2016 | 12/2019 |
| Well Fargo Bank, Na | New York | NY | 01/2020 | Present |
| Wells Fargo Clearing Services, Llc | New York | NY | 01/2020 | Present |
POWER OF ATTORNEY FOR MOTHER, INV RELATED, NEW YORK, NY, START: 2/1/2017, 0 HRS/MONTH, 0 HRS DURING TRADING.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2001-02-17 |
| S65 | Uniform Investment Adviser Law Examination | 2001-02-17 |
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