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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
VI RA APPROVED 2017-08-14
TX RA APPROVED 2017-07-31
VA RA APPROVED 2017-07-31
  • VI RA
    APPROVED
    Since 2017-08-14
  • TX RA
    APPROVED
    Since 2017-07-31
  • VA RA
    APPROVED
    Since 2017-07-31

Branch Locations

40 South Loudoun Street, Winchester, VA 22601-4720 • United States

28 Blackwell Park Lane Suite 105, Warrenton, VA 20186 • United States

110 Franklin Road Se Suite 400, Roanoke, VA 24011 • United States

8010 Towers Crescent Drive 4Th Floor, Vienna, VA 22182 • United States

Haymarket, VA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stifel, Nicolaus & Company, Incorporated Washington DC 12/2015 07/2017
Rbc Capital Markets, Llc Mclean VA 07/2017 Present
City National Bank Mclean VA 04/2018 01/2025
Previous Registrations
  • 2015-12-04 → 2017-08-03
    Washington, DC
  • 2012-07-16 → 2015-12-04
    Barclays Capital Inc.
    Washington, DC
    New York, NY
  • 2009-06-01 → 2012-07-17
    Washington, DC
    Potomac, MD
    Washington, DC
    Washington, DC
  • 2006-02-21 → 2009-06-01
    Washington, DC
    New York, NY
    Washington, DC
  • 2004-04-08 → 2006-02-21
    Legg Mason Wood Walker, Incorporated
    Washington, DC
Other Businesses

(1) GAINESVILLE HAYMARKET BASEBALL LEAGUE; ADDRESS: PO BOX 383, HAYMARKET, VA 20169; BUSINESS DESCRIPTION: YOUTH BASEBALL LEAGUE; NOT INVESTMENT RELATED; START DATE: 01/01/2017; CAPACITY: BOARD OF DIRECTORS; DUTIES: PRESIDENT; HOURS DEVOTED PER WEEK: 2; HOURS DEVOTED DURING SECURITIES HOURS PER WEEK: NONE (2) NAME OF ENTITY: Play Ball Sports Management NP ADDRESS: 4609 Hull Drive Haymarket, VA 20169 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Baseball Non Profit CAPACITY: Director, Board of Directors * START DATE: 8/26/2021 DUTIES: Play Ball Sports Management NP is a nonprofit service organization that seeks to provide high quality baseball fields for children ages six (6) to eighteen (18) for recreation and baseball development from individual/group training and league/tournament play. HOURS DEVOTED PER MONTH: 5 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-04-05
  • S66 Uniform Combined State Law Examination
    2004-04-05

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