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Current Employers
Strategic Advisers Llc

155 Seaport Blvd, Boston, MA 02210-2698 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2026-06-15
RI RA APPROVED 2025-03-31
TX RA APPROVED_RES 2025-03-31
  • CT RA
    APPROVED
    Since 2026-06-15
  • RI RA
    APPROVED
    Since 2025-03-31
  • TX RA
    APPROVED_RES
    Since 2025-03-31

Branch Locations

500 Salem Street, Smithfield, RI 02917-1288 • United States

Killingly, CT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Santander Bank, Na Boston MA 03/2010 01/2020
Santander Securities, Llc Dorchester MA 09/2012 06/2017
Santander Securities, Llc Dorchester MA 06/2017 09/2017
Santander Securities, Llc Dorchester MA 09/2017 01/2020
Unemployed North Smithfield RI 01/2020 01/2021
Citizens Securities, Inc. Johnston RI 01/2021 10/2021
Fidelity Investments Smithfield RI 10/2021 Present
Fidelity Investments Boston MA 03/2025 Present
Previous Registrations
  • 2024-01-31 → 2025-03-31
    Fidelity Personal And Workplace Advisors
    Smithfield, RI
  • 2021-01-27 → 2021-09-27
    Johnston, RI
  • 2012-09-19 → 2020-01-03
    Providence, RI
    Boston, MA
    Worcester, MA
    Wickford, RI
    Lexington, MA
    Boston, MA
    Boston, MA
  • 2010-03-29 → 2012-09-19
    Enfield, CT
    Spencer, MA
    Worcester, MA
    Cranston, RI
    Westfield, MA
    Cumberland, RI
    Pawtucket, RI
    Pawtucket, RI
    Worcester, MA
    Worcester, MA
    Wethersfield, CT
    Boston, MA
    Worcester, MA
    Worcester, MA
    Wolcott, CT
    Worceser, MA
  • 2007-06-11 → 2009-02-24
    Banc Of America Investment Services, Inc.
    Providence, RI
  • 2003-11-13 → 2006-08-29
    Pawtucket, RI
    Pawtucket, RI
    Providence, RI
    Old Lyme, CT
    East Lyme, CT
    Waterford, CT
    Niantic, CT
    Narragansett, RI
    Cranston, RI
    Cranston, RI
    Providence, RI
    Cranston, RI
    Barrington, RI
    Cranston, RI
    Providence, RI
    Johnston, RI
    Providence, RI
    Providence, RI
    Smithfield, RI
    N. Kingstown, RI
    Providence, RI
    Westerly, RI
    Mystic, CT
    Gales Ferry, CT
    Pawcatuck, CT
    Groton, CT
    Westerly, RI
    New London, CT
    Plainfield, CT
    New London, CT
    Montville, CT
    New London, CT
    Durham, CT
    East Hampton, CT
    Higganum, CT
    Deep River, CT
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2003-11-12
S63 Uniform Securities Agent State Law Examination 2002-11-04
  • S65 Uniform Investment Adviser Law Examination
    2003-11-12
  • S63 Uniform Securities Agent State Law Examination
    2002-11-04

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