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Thomas W Spear

J.P. Morgan Securities LLC

Columbus, OH

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-05-03
TX RA APPROVED_RES 2018-05-04
OH RA APPROVED 2012-10-01
  • NY RA
    APPROVED
    Since 2021-05-03
  • TX RA
    APPROVED_RES
    Since 2018-05-04
  • OH RA
    APPROVED
    Since 2012-10-01

Branch Locations

1111 Polaris Parkway, Floor 4J, Columbus, OH 43240 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Columbus OH 10/2012 Present
Previous Registrations
  • 2011-02-07 → 2012-10-01
    Chase Investment Services Corp.
    Columbus, OH
  • 2006-01-12 → 2009-11-10
    J.P. Morgan Investment Management Inc.
    New York, NY
  • 2004-07-07 → 2005-12-31
    J.P. Morgan Asset Management
    Columbus, OH
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-06-24
S63 Uniform Securities Agent State Law Examination 1999-12-08
  • S66 Uniform Combined State Law Examination
    2004-06-24
  • S63 Uniform Securities Agent State Law Examination
    1999-12-08
Other Names
  • Thomas William Spear

View on SEC IAPD

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Other Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · COLUMBUS, OH
EDELMAN FINANCIAL ENGINES · COLUMBUS, OH
ACCOLADE ASSET/LIABILITY ADVISORY SERVICES · COLUMBUS, OH
SIGNATURE EQUITY PARTNERS, LLC · Columbus, OH
STRATEGIC ADVISERS LLC · COLUMBUS, OH
PARK AVENUE SECURITIES LLC · COLUMBUS, OH
W&S BROKERAGE SERVICES, INC. · Columbus, OH
AMERIPRISE FINANCIAL SERVICES, LLC · COLUMBUS, OH

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