Xerxes Soli Mullan

Current Employers

Employment History

• 01/2003 → 03/2017
  Merrill Lynch, Pierce, Fenner & Smith Inc.
  Washington, DC
• 11/2010 → 03/2017
  Bank Of America,Na
  New York, NY
• 03/2017 → 06/2019
  Purshe Kaplan Sterling Investments
  New York, NY
• 03/2017 → Present
  Avestar Capital, Llc
  New York, NY
• 04/2003 → 03/2017
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  New York, NY

Previous Registrations

• 2017-03-17 → 2021-12-31
  Avestar Capital, Llc
  New York, NY
  New York, NY
• 2003-04-09 → 2017-03-21
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  New York, NY
  Washington, DC
  Washington, DC

Other Businesses

1)Avestar Capital Partners-Investment related-400 Madison Street Suite 11D, New York, NY 100175-RIA-CEO & Advisor-3/2014-200 hrs/mth-100% during trading hrs- Financial planning, investments & balance sheet management. 2)One motel condo- Not investment related-2301 Collins Ave, Miami Beach, FL 33139-Rental Property-Owner-2014-0 hrs/mth-0 during trading hrs-Rental property 3)556 3rd Ave-Not investment related-Rental property-Owner-2010-0 hrs/mth-0 during trading hrs-Rental Property 4)2020 Lofts-Not investment related-2020 12th Street, Washington DC-Rental Property-Owner-2006-0 hrs/mth-0 during trading hrs-Rental Property 5)Pratham USA-Not investment related-55 Exchange Place, Ste 402, NY, NY 10005-Education nonprofit-Board of directors-2016-5-10 hrs/mth-100% during trading hrs-Provide leadership to organization. 6) KPMG Corporate Finance, LLC-Not investment related-200 E. Randolph St., Chicago, IL 60601-KPMG Corporate Finance, LLC-KPMG will provide a finder's fee payment to Mr. Mullan although not a RR or their firm.

Exams

• S65 Uniform Investment Adviser Law Examination
  2022-05-20
• S66 Uniform Combined State Law Examination
  2002-12-26