Best Investors Account Sign in
Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-10-29
  • TX RA
    APPROVED
    Since 2021-10-29

Branch Locations

7250 Dallas Parkway Suite120, Plano, TX 75024 • United States

1200 Harbor Boulevard, Weehawken, NJ 07086 • UNITED STATES

Plano, TX • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Southlake TX 11/2012 10/2021
Ubs Plano TX 10/2021 Present
  • 11/2012 → 10/2021
    Southlake, TX
  • 10/2021 → Present
    Ubs
    Plano, TX
Previous Registrations
Other Businesses

1) FIRST HAND NUTRITION - NOT BSNSS RELATED - FT WORTH, TX - EXECUTIVE OFFICER FOR SISTERS BUSNSS (SISTER IS 100% OWNER) - NUTRITION HEALTH SVCS - 5/14/2012 - NO HRS - NO COMP - NO CONFLICTS OF INTEREST. /// 2) FINRA Arbitrator/200 Liberty Street 11th Floor, NY 10281/Arbitration panels are composed of one or three arbitrators who are selected by the parties. They read the pleadings filed by the parties, listen to the arguments, study the documentary and/or testimonial evidence, and render a decision./ start date: 11/1/2021 /// 3) MoPeace Solutions LLC; Plano, TX 75093; Personal holding company, non operating at this time; Food, Beverages & Tobacco; Personal holding company, non operating at this time - if I decide to move forward with a personal investment, it will be housed under this LLC. The LLC has been created for passive income in the distance years to come; Proprietor / owner; Personal holding company - sole managing member; Start date: 5/13/2024 4) Foundation for Educational Success, Culture & Climate change agents within the education system. Primarily underserved communities. Offering transformative programs and initiatives that make the foundation a beacon of hope for countless youths, FayettevilleGeorgiaUnited States- 30214, Working with Sr Leadership in an administrative capacity - as needed - strategic organization and process improvements for workshops/conferences - as needed, start date-10/14/2024.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-07-27
S63 Uniform Securities Agent State Law Examination 2006-12-20
  • S65 Uniform Investment Adviser Law Examination
    2007-07-27
  • S63 Uniform Securities Agent State Law Examination
    2006-12-20
Other Names
  • Monica Grinnon Willliams
  • Monica L Grinnon
  • Monica Lashawn Payne
  • Monica Lashawn Grinnon
  • Monica Lashawn Batts

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Plano, TX

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor