Michael E. Rose

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2016 → 10/2016
  Regions Bank
  Ocala, FL
• 10/2016 → 12/2018
  Pnc Bank
  Ocala, FL
• 04/2018 → 10/2019
  Pnc Investments
  Pittsburgh, PA
• 10/2019 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  The Villages, FL

Previous Registrations

• 2018-05-09 → 2018-12-06
  Pnc Wealth Management Llc
  Ocala, FL
  Orlando, FL
  Palm Beach Gardens, FL

Other Businesses

I*4646271 Entity Type: N/A Name of OBA: Vanguard Boys Basketball Boosters Address: Ocala, Florida, 34475 Investment Related: No Position, Title, Association: N/A Employee Start Date: 06/15/2026 Number of Hours: 4, Weekly Number of Hours during trading: 0, Weekly Duties: Booster club president Fundraising, volunteering

Exams

• S65 Uniform Investment Adviser Law Examination
  2018-02-26
• S63 Uniform Securities Agent State Law Examination
  2003-01-17

Other Names

• Mike E Rose
• Michael E Rose
• Michael E. Rose