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Joseph Lee Wilder

LPl Financial LLC

Memphis, TN

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2023-10-31
  • TN RA
    APPROVED
    Since 2023-10-31

Branch Locations

6363 Poplar Ave Ste 420, Memphis, TN 38119 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cfh Financial Memphis TN 02/2009 09/2018
Capital Analysts Incorporated Cincinnati OH 03/2009 10/2023
Lincoln Investment Memphis TN 06/2012 10/2023
Lpl Financial Llc Memphis TN 10/2023 Present
Inceptum Llc Memphis TN 09/2018 Present
  • 02/2009 → 09/2018
    Cfh Financial
    Memphis, TN
  • 03/2009 → 10/2023
    Capital Analysts Incorporated
    Cincinnati, OH
  • 06/2012 → 10/2023
    Memphis, TN
  • 10/2023 → Present
    Memphis, TN
  • 09/2018 → Present
    Inceptum Llc
    Memphis, TN
Previous Registrations
  • 2012-06-01 → 2023-10-31
    Fort Washington, PA
    Memphis, TN
    Memphis, TN
    Union, KY
  • 2012-12-11 → 2023-10-31
    Memphis, TN
    Memphis, TN
  • 2009-05-14 → 2012-06-01
    Cincinnati Analysts, Inc.
    Memphis, TN
  • 2004-03-15 → 2009-01-12
    Securian Financial Services, Inc.
    Germantown, TN
    Germantown, TN
Other Businesses

1) 10/25/2023 - INCEPTUM, LLC - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) - Start: 10/2023 - 160 Hr/Mth 2) 10/25/2023 - JOSEPH WILDER - Non-Variable Insurance - Inv Rel - At Reported Business Location(s) - Start: 10/2023 - 160 Hr/Mth 3) 10/28/2025 - FPA OF GREATER MEMPHIS - Non-Profit Board Member - Not Investment Related - Memphis, TN - Start Date 10/01/2025 - 1 hour per month/ 0 hours during trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-05-02
S63 Uniform Securities Agent State Law Examination 2002-09-26
  • S66 Uniform Combined State Law Examination
    2009-05-02
  • S63 Uniform Securities Agent State Law Examination
    2002-09-26
Designations

View on SEC IAPD

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