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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2023-10-31 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cfh Financial | Memphis | TN | 02/2009 | 09/2018 |
| Capital Analysts Incorporated | Cincinnati | OH | 03/2009 | 10/2023 |
| Lincoln Investment | Memphis | TN | 06/2012 | 10/2023 |
| Lpl Financial Llc | Memphis | TN | 10/2023 | Present |
| Inceptum Llc | Memphis | TN | 09/2018 | Present |
1) 10/25/2023 - INCEPTUM, LLC - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) - Start: 10/2023 - 160 Hr/Mth 2) 10/25/2023 - JOSEPH WILDER - Non-Variable Insurance - Inv Rel - At Reported Business Location(s) - Start: 10/2023 - 160 Hr/Mth 3) 10/28/2025 - FPA OF GREATER MEMPHIS - Non-Profit Board Member - Not Investment Related - Memphis, TN - Start Date 10/01/2025 - 1 hour per month/ 0 hours during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-05-02 |
| S63 | Uniform Securities Agent State Law Examination | 2002-09-26 |
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