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David Michael Arthur

Curi Capital, LLC

Raleigh, NC

Chicago, IL

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Current Employers
Curi Capital, Llc

One North Wacker Drive Suite 3500, Chicago, IL 60606 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2025-04-16
NC RA APPROVED 2024-01-22
TX RA APPROVED 2024-01-22
  • OH RA
    APPROVED
    Since 2025-04-16
  • NC RA
    APPROVED
    Since 2024-01-22
  • TX RA
    APPROVED
    Since 2024-01-22

Branch Locations

700 Spring Forest Road Suite 235, Raleigh, NC 27609 • United States

One North Wacker Drive Suite 3500, Chicago, IL 60606 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Park Ridge Asset Management, Llc Raleigh NC 07/2008 09/2022
Curi Capital Raleigh NC 09/2022 01/2024
Curi Rmb Capital Llc Raleigh NC 01/2024 Present
  • 07/2008 → 09/2022
    Park Ridge Asset Management, Llc
    Raleigh, NC
  • 09/2022 → 01/2024
    Curi Capital
    Raleigh, NC
  • 01/2024 → Present
    Curi Rmb Capital Llc
    Raleigh, NC
Previous Registrations
  • 2022-09-07 → 2024-01-26
    Curi Capital
    Raleigh, NC
    Raleigh, NC
  • 2008-08-11 → 2022-09-07
    Park Ridge Asset Management
    Raleigh, NC
  • 2001-12-31 → 2008-07-09
    Bb&T Asset Management, Inc.
    Charlotte, NC
Other Businesses

1. INSURANCE AGENT. NOT INVESTMENT-RELATED. START DATE-2017. 2 HOURS PER MONTH SPENT ON THIS ACTIVITY ALL DURING SECURITIES TRADING HOURS.

Designations

View on SEC IAPD

Other Firms

TOWNSEND ASSET MANAGEMENT CORP.
FORTRESS PRIVATE LEDGER, LLC
OLDE RALEIGH FINANCIAL GROUP
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
ADVISORY SERVICES NETWORK
WELLS FARGO CLEARING SERVICES, LLC
EDWARD JONES
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

Other Investors

ARNE W MORRIS
JAMES MICHAEL TARKENTON
CALEB ROBERT GRIFFITH
William Dean Cotton
Earl Scott Butcher
DAVID JEFFREY HERMAN
JAY DAVID MCKINNEY
BRANDON ALAN WALLS

Other Offices

TOWNSEND ASSET MANAGEMENT CORP. · RALEIGH, NC
FORTRESS PRIVATE LEDGER, LLC · RALEIGH, NC
OLDE RALEIGH FINANCIAL GROUP · RALEIGH, NC
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · RALEIGH, NC
ADVISORY SERVICES NETWORK · RALEIGH, NC
FORTRESS PRIVATE LEDGER, LLC · RALEIGH, NC
WELLS FARGO CLEARING SERVICES, LLC · RALEIGH, NC
EDWARD JONES · RALEIGH, NC

More in Raleigh, NC

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