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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2023-10-27 |
| TX | RA | APPROVED | 2023-10-27 |
Branch Locations
8319 Six Forks Rd Ste 105, Raleigh, NC 27615-2108 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Raleigh | NC | 09/2005 | 10/2023 |
| Lpl Financial Llc | Raleigh | NC | 10/2023 | Present |
1) 10/2023 - Capital wealth Associates. LLC / DBA for LPL Business (entity for LPL business) - Inv. Related - At Reported Business Location(s)160 Hrs per month / 100% Time Spent 2) 10/2023 - 8319 Six Forks Road LLC / Owner / Real Estate Rental / Inv. Related / 27615, NC / Start date 6/30/2016 - 1 Hrs per month - 1% Time Spent 3) 10/2023 - Nathan's Topsail Beach condo / Co-Owner / Real Estate Rental / Inv. Related / 27615 NC / Start date 09/01/2005 - 2 Hr per month -2% Time Spent 4) 10/2023 - Beach rental condo at Myrtle Beach, SC / Co-Owner / Real Estate Rental / Inv. Related / 27615 NC / Start date 05/30/2011- 1 Hrs per month - 1% Time Spent
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 1999-11-27 |
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