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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2018-05-10
CA RA APPROVED 2014-06-10
  • TX RA
    APPROVED_RES
    Since 2018-05-10
  • CA RA
    APPROVED
    Since 2014-06-10

Branch Locations

2141 Rosecrans Ave Ste 4100, El Segundo, CA 90245 • United States

South Yarmouth, MA • United States

Hingham, MA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc El Segundo CA 06/2014 11/2016
Wells Fargo Clearing Services, Llc El Segundo CA 11/2016 Present
Previous Registrations
  • 2008-10-28 → 2014-06-24
    Los Angeles, CA
  • 2007-04-02 → 2008-10-29
    Morgan Stanley & Co. Llc
    Los Angeles, CA
  • 2003-09-01 → 2007-04-02
    Morgan Stanley Dw Inc.
    Los Angeles, CA
    Los Angeles, CA
Other Businesses

HYBRID CONTROL & MOTION PLANNING OF DYNAMICAL LEGGED LOCOMOTION, NOT INV RELATED, HOBOKEN, START 8/22/2016, 50% OWNER OF ROYALTY STREAM FROM FATHER'S BOOK, 0 HOURS, NO DUTIES.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-08-29
  • S66 Uniform Combined State Law Examination
    2003-08-29
Designations
Other Names
  • Shawn Victor Gruver
  • Shawn Gruver
  • Shawn V. Gruver
  • Shawn V Gruver

View on SEC IAPD

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