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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2021-07-21
ND RA APPROVED 2017-04-05
SD RA APPROVED 2017-03-29
MN RA APPROVED 2013-11-04
TX RA APPROVED_RES 2011-05-05
  • WI RA
    APPROVED
    Since 2021-07-21
  • ND RA
    APPROVED
    Since 2017-04-05
  • SD RA
    APPROVED
    Since 2017-03-29
  • MN RA
    APPROVED
    Since 2013-11-04
  • TX RA
    APPROVED_RES
    Since 2011-05-05

Branch Locations

219 Main St N, Stillwater, MN 55082 • United States

10400 Ne 4Th St Moutain Pacific, Bellevue, WA 98004 • United States

30 E 7Th St, Saint Paul, MN 55101 • United States

3508 Oakwood Mall Dr, Eau Claire, WI 54701 • United States

110 S Phillips Ave, Sioux Falls, SD 57104 • United States

51 Broadway N, Fargo, ND 58102 • United States

Woodbury, MN • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated St Paul MN 04/2011 Present
Previous Registrations
Other Businesses

RENTAL PROPERTY, NON INVESTMENT RELATED, FORT WAYNE INDIANA, 100% OWNERSHIP, 5 HOURS PER MONTH 0 DURING TRADING

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-03-10
  • S66 Uniform Combined State Law Examination
    2004-03-10
Other Names
  • Beverly Connelly
  • Beverly Connelly-Sztuk
  • Beverly Jeanette Connelly

View on SEC IAPD

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