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2 Perimeter Park South Suite 500 West, Birmingham, AL 35243 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-02-10 |
| LA | RA | APPROVED | 2016-06-30 |
Branch Locations
7904 Wrenwood Blvd Suite D, Baton Rouge, LA 70809 • United States
2 Perimeter Park South Suite 500 West, Birmingham, AL 35243 • United States
Dallas, TX • United States
3 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stonex Securities Inc. | Baton Rouge | LA | 05/2012 | Present |
| Stonex Advisors Inc. | Baton Rouge | LA | 06/2016 | Present |
1)Rollins Knowledge Organization, Inc. 3528 Drexel Drive Dallas, TX 75205 Nature of Business: Rollins Knowledge Organization was incorporated in 2000 to provide technology & management consulting services to financial services companies in the US. It also deals in antique automobiles, jewelry, & firearms. In 2019, it will provide management services for real property in the US. Investment Related: Non-Investment Related Title: Owner Duties: Manage the 401K for current & former employees of RKO Own & manage real property in the US. Own & manage other assets of the business (automobiles, bank accounts, collectibles). Start Date: 12/09/2019 Hours Devoted to Business: 2 Hours Devoted to Business during Market Hours: 0 2)Pacific & Olive 2100 Pacific Avenue, Dallas, TX 75201 Commercial Parking Non-Investment related Owner Manage a 33,000 square foot parking lot in downtown Dallas. 12/22/14 Approx Hours Devoted to Business: 2 Approx Hours Devoted to Business during Market Hours: 0 3)BOY SCOUTS OF AMERICA 9644 BROOKLINE AVE BATON ROUGE LA 70809; DISTRICT CHAIRMAN/BOARD OF DIRECTORS; START DATE 02/01/2012; PROMOTING THE VALUES OF SCOUTING; APPX 4 HOURS PER MONTH; 0 HOURS DURING MARKET HOURS; RECRUITING ADULT LEADERS; FUNDRAISING. 4)SI Financial Advisors 7904 Wrenwood Blvd, Suite D, Baton Rouge, LA 70809 Partnership to pay office expenses, No retained earnings Non-investment related Partner 02/22/2018 0 hours spent per month 5)Boy Scouts of America Istrouma Area Council 9644 Brookline Ave, Baton Rouge, LA 70809 Prepare young people to make ethical & moral choices over their lifetime Non-investment related VP & Executive Board Member Recruit Adult leaders & new board members, assist the six district committees in fundraising & growing memberships. 01/22/2017 4 hours spent per month & 0 hours spent during market hours 6) Boy Scouts of America- 1325 W Walnut Hill Lane, Irving, TX 75038 Nature of Business: Strengthen relationships between councils & the national level organization, & provide broad & continuous advocacy for all councils in National Service Territory 7 (South Texas & Louisiana). This position is in addition to my council level volunteer position (approved OBA). Investment Related: No Business Position: Council Relations Lead, National Service Territory 7 (South TX & LA) Business Duties: 1. Serve as an engaged member of the NST leadership team & provide timely, routine updates on council culture, accomplishments, & needs identified through interactions with council leadership. 2. Appoint & assign Council Relations Advocates in consultation with the Key 3s of the NST & the council. 3. Train, oversee, & support the team of advocates providing support to all NST councils. 4. Communicate with councils to explain & facilitate the role of Council Relations Advocates. 5. Recommend resource allocation & assist with gathering & enabling ad hoc teams to assist councils in specific areas of need across all areas of council operations. 6. Represent the councils in communicating challenges & successes to the NST leadership. 7. Share & promote national resources & initiatives to councils through Council Relations Advocates & Council Key 3s. 8. Work with the NST Commissioner to provide mentoring & assistance for to conduct each council's annual review. 9. Host regular meetings, conferences, & other gatherings to share information & best practices while fostering ongoing networking. 7. Help maintain standards & policies of the BSA. Business Start Date: 09/30/2021 Approx 10 hrs spent on this OBA monthly with 0 spent during market hours. 11) LA Veterans Museum Foundation - 305 South River Rd, Baton Rouge LA 70802 Nature of Business: The LA Veterans Museum Foundation supports Investment Related: No Business Position: board of directors Business Duties: the board meets 4/year & holds an annual banquet honoring a veteran or patriot Business Start Date: 02/19/2026 Approx 2 hrs spent on this OBA monthly; with 0 during market hours
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-12-19 |
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