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Michael Patrick Mcmullan

Principal Securities, Inc.

West Des Moines, IA

Boone, IA

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Current Employers
Principal Securities, Inc.

711 High Street, Des Moines, IA 50392 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-03-05
IA RA APPROVED 2006-12-18
  • TX RA
    APPROVED
    Since 2021-03-05
  • IA RA
    APPROVED
    Since 2006-12-18

Branch Locations

6701 Westown Pkwy Ste 200, West Des Moines, IA 50266 • United States

915 8Th St Ste 101, Boone, IA 50036 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Principal Securities Inc West Des Moines IA 03/2016 Present
Principal Life Insurance Company West Des Moines IA 12/2010 Present
  • 03/2016 → Present
    Principal Securities Inc
    West Des Moines, IA
  • 12/2010 → Present
    Principal Life Insurance Company
    West Des Moines, IA
Other Businesses

***OUTSIDE INSURANCE. SELLING LIFE INSURANCE BASED ON LTC THROUGH ONE AMERICA. 3/18/2011. ***OUTSIDE HEALTH INSURANCE. MEDICARE ADVANTAGE PLANS VIA COVENTRY. EFFECTIVE 10/31/2011.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-05-07
S63 Uniform Securities Agent State Law Examination 2003-11-15
  • S66 Uniform Combined State Law Examination
    2005-05-07
  • S63 Uniform Securities Agent State Law Examination
    2003-11-15
Designations
Other Names
  • Mike Mcmullan

View on SEC IAPD

Other Firms

COMMONWEALTH FINANCIAL NETWORK
FOSTER GROUP, INC.
KSA PARTNERS, LLC
LPL FINANCIAL LLC
ARETE WEALTH ADVISORS, LLC
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
PARK AVENUE SECURITIES LLC
WELLS FARGO CLEARING SERVICES, LLC

Other Investors

DANIEL ALEXANDER ALLEN
JENNIE JEAN HENRY
PATRICK JOSEPH BYRNE
EDDIE RAY COLEMAN
JAMES LAWRENCE LUMLEY
CONOR J BOFFELI
Signe Olson
ANDREW JAY HIMELSON

Other Offices

COMMONWEALTH FINANCIAL NETWORK · West Des Moines, IA
PRINCIPAL SECURITIES, INC. · WEST DES MOINES, IA
FOSTER GROUP, INC. · WEST DES MOINES, IA
KSA PARTNERS, LLC · WEST DES MOINES, IA
LPL FINANCIAL LLC · WEST DES MOINES, IA
ARETE WEALTH ADVISORS, LLC · WEST DES MOINES, IA
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · WEST DES MOINES, IA
PARK AVENUE SECURITIES LLC · West Des Moines, IA

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