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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2022-08-19
NY RA APPROVED 2021-05-03
TX RA APPROVED 2013-09-13
NJ RA APPROVED 2012-10-01
  • FL RA
    APPROVED
    Since 2022-08-19
  • NY RA
    APPROVED
    Since 2021-05-03
  • TX RA
    APPROVED
    Since 2013-09-13
  • NJ RA
    APPROVED
    Since 2012-10-01

Branch Locations

390 Madison Ave, New York, NY 10017 • United States

390 Madison Ave Floor 11, New York, NY 10017 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc New York NY 10/2012 Present
Jpmorgan Chase Bank, N.A. New York NY 02/2012 Present
Previous Registrations
Other Businesses

ACTIVITY TYPE: 1 - OUTSIDE BUSINESS ACTIVITY WITH A NON-PUBLIC ENTITY NAME OF ENTITY: (SELF) POSITION: OWNER / LANDLORD - RENTAL PROPERTY START DATE: 6/30/2014 ADDRESS: 632 HAMPTON, GA . DETAILS: Rental property HOURS DEDICATED (per month unless otherwise indicated): N/A HOURS DURING TRADING: 0 INVESTMENT RELATED: YES

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2011-06-18
S63 Uniform Securities Agent State Law Examination 2010-10-18
  • S65 Uniform Investment Adviser Law Examination
    2011-06-18
  • S63 Uniform Securities Agent State Law Examination
    2010-10-18
Other Names
  • Anette Perez
  • Annette Perez
  • Anette Perez

View on SEC IAPD

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