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Kathleen Gilmore

Clifford Swan Investment Counselors

Pasadena, CA

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Current Employers
Clifford Swan Investment Counselors

177 E. Colorado Blvd Ste 550, Pasadena, CA 91105-1965 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2022-12-13
UT RA APPROVED 2022-02-28
NM RA APPROVED 2020-01-15
CA RA APPROVED 2002-10-24
  • LA RA
    APPROVED
    Since 2022-12-13
  • UT RA
    APPROVED
    Since 2022-02-28
  • NM RA
    APPROVED
    Since 2020-01-15
  • CA RA
    APPROVED
    Since 2002-10-24

Branch Locations

177 E. Colorado Blvd Ste 550, Pasadena, CA 91105-1965 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Clifford Swan Investment Counsel Pasadena CA 11/2007 06/2020
Clifford Swan Investment Cousel Pasadena CA 07/2020 Present
  • 11/2007 → 06/2020
    Clifford Swan Investment Counsel
    Pasadena, CA
  • 07/2020 → Present
    Clifford Swan Investment Cousel
    Pasadena, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2002-10-22
  • S65 Uniform Investment Adviser Law Examination
    2002-10-22
Designations
Other Names
  • Kathleen Gilmore Capehart

View on SEC IAPD

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Other Offices

CMR CAPITAL MANAGEMENT, LLC · PASADENA, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · PASADENA, CA
STRATEGY ASSET MANAGERS L.L.C. · PASADENA, CA
MML INVESTORS SERVICES, LLC · Pasadena, CA
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · PASADENA, CA
NASDAQ DORSEY WRIGHT · Pasadena, CA
U.S. BANCORP ADVISORS, LLC · Pasadena, CA
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