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Ameriprise Financial Services, LLC CRD 6363
$660B regulatory AUM 124,349 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2006-10-05 |
| NC | RA | APPROVED | 2002-09-16 |
Branch Locations
5420 Wade Park Blvd Ste 208, Raleigh, NC 27607 • United States
Apex, NC • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Raleigh | NC | 09/2005 | 03/2020 |
| Ameriprise Financial Services, Llc | Raleigh | NC | 03/2020 | Present |
Business Ownership; DGM Financial LLC; Oversee expenses being paid and accounts reconciled.; Operating company for running the business side of my practice - pay rent, staff salary, etc.; 5420 Wade Park BlvdSuite 208Raleigh, NC 27607, ,; Not Investment-Related; 11/01/2009; 1 to 9 hours per month; 1 to 9 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-09-13 |
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