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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2019-10-04
  • TX RA
    APPROVED
    Since 2019-10-04

Branch Locations

777 Main St. Ste. 603, Ft Worth, TX 76102 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fsc Securities Corporation Atlanta GA 09/2009 10/2019
Cambridge Investment Research, Inc. Fairfield IA 10/2019 Present
Cambridge Investment Research Advisors, Inc. Fairfield IA 10/2019 Present
Previous Registrations
  • 2009-09-25 → 2019-10-10
    Fsc Securities Corporation
    Dallas, TX
    Dallas, TX
    Milton, GA
    Fort Worth, TX
  • 2004-02-19 → 2009-09-22
    Leo Brokerage, Llc
    Southlake, TX
    Southlake, TX
Other Businesses

1. INDEPENDENT INSURANCE AGENT, 777 MAIN ST STE 603, FT WORTH, TX, 12/2003 FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL - 5/YR - 2/TRADING. 2. CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL-20/WK-20/TRADING. SEE EMPLOYMENT FOR START DATE. 3. WARD NEW HOIZONS LLC, 2816 Mona Vale Rd, Trophy Club TX 76262, United States, 03/01/2023, Owner, Real Estate, NIR, 3 HR/MO - 0 HR/MO TRADING 4. NETTWORTH FINANCIAL GROUP, 777 Main St., Ste. 600, Ft Worth TX 76102, 10/2019, Investment Advisor Representative, DBA Name, INV REL, 160 HR/MO, 120 HR/MO TRADING.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-10-11
  • S66 Uniform Combined State Law Examination
    2002-10-11

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