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John Charles Dirik

Cetera Investment Advisers LLC

Ft Worth, TX

Godley, TX

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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2019-06-19
  • TX RA
    APPROVED
    Since 2019-06-19

Branch Locations

100 Lexington Street Suite 100, Ft Worth, TX 76102 • United States

Godley, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Foresters Financial Ft Worth TX 04/1984 06/2019
Ownership In Race Horse Fort Worth TX 06/2012 Present
Foresters Advisory Services, Llc Fort Worth TX 08/2012 06/2019
Cetera Investment Services Llc St Cloud MN 06/2019 Present
Cetera Investment Advisers Llc Fort Worth TX 06/2019 Present
  • 04/1984 → 06/2019
    Foresters Financial
    Ft Worth, TX
  • 06/2012 → Present
    Ownership In Race Horse
    Fort Worth, TX
  • 08/2012 → 06/2019
    Foresters Advisory Services, Llc
    Fort Worth, TX
  • 06/2019 → Present
    Cetera Investment Services Llc
    St Cloud, MN
  • 06/2019 → Present
    Cetera Investment Advisers Llc
    Fort Worth, TX
Previous Registrations
  • 2012-08-31 → 2019-06-25
    Foresters Advisory Services, Llc
    Fort Worth, TX
Other Businesses

1. CHARLES & JOHN DIRIK LLC. HORSERACING OWNERSHIP. 70% OWNER. FATHER IS 30% OWNER.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2012-08-20
S63 Uniform Securities Agent State Law Examination 1984-05-14
  • S65 Uniform Investment Adviser Law Examination
    2012-08-20
  • S63 Uniform Securities Agent State Law Examination
    1984-05-14

View on SEC IAPD

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Other Offices

CETERA INVESTMENT ADVISERS LLC · FORT WORTH, TX
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CETERA INVESTMENT ADVISERS LLC · FT WORTH, TX
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CETERA INVESTMENT ADVISERS LLC · FORT WORTH, TX
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