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Wade Mckenzie Grimes

Cetera Investment Advisers LLC

Ft Worth, TX

Fort Worth, TX

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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2019-06-19
  • TX RA
    APPROVED
    Since 2019-06-19

Branch Locations

100 Lexington Street Suite 100, Ft Worth, TX 76102 • United States

Fort Worth, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Foresters Financial Fort Worth TX 07/2005 06/2019
Brothers Keepers Fort Worth TX 06/2012 Present
Foresters Advisory Services Llc Fort Worth TX 04/2014 06/2019
Cetera Investment Advisers Llc Fort Worth TX 06/2019 Present
Cetera Investment Services Llc St Cloud MN 06/2019 Present
  • 07/2005 → 06/2019
    Foresters Financial
    Fort Worth, TX
  • 06/2012 → Present
    Brothers Keepers
    Fort Worth, TX
  • 04/2014 → 06/2019
    Foresters Advisory Services Llc
    Fort Worth, TX
  • 06/2019 → Present
    Cetera Investment Advisers Llc
    Fort Worth, TX
  • 06/2019 → Present
    Cetera Investment Services Llc
    St Cloud, MN
Previous Registrations
  • 2014-04-04 → 2019-06-25
    Foresters Advisory Services, Llc
    Fort Worth, TX
Other Businesses

1. CO-OWNER OF GRIMES WEALTH MANAGEMENT; DBA FOR CETERA BUSINESS

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2014-03-10
S63 Uniform Securities Agent State Law Examination 2005-11-03
  • S65 Uniform Investment Adviser Law Examination
    2014-03-10
  • S63 Uniform Securities Agent State Law Examination
    2005-11-03

View on SEC IAPD

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Other Offices

CETERA INVESTMENT ADVISERS LLC · FORT WORTH, TX
EDWARD JONES · FORT WORTH, TX
CETERA INVESTMENT ADVISERS LLC · FT WORTH, TX
EDWARD JONES · FORT WORTH, TX
CETERA INVESTMENT ADVISERS LLC · FORT WORTH, TX
HIGHPEAK ENERGY MANAGEMENT, LLC · FORT WORTH, TX
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