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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2019-06-19 |
Branch Locations
100 Lexington Street Suite 100, Ft Worth, TX 76102 • United States
Aledo, TX • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Foresters Financial | Ft Worth | TX | 08/2009 | 06/2019 |
| Foresters Advisory Services Llc | Fort Worth | TX | 01/2014 | 06/2019 |
| Cetera Investment Services Llc | St Cloud | MN | 06/2019 | Present |
| Cetera Investment Advisers Llc | Fort Worth | TX | 06/2019 | Present |
1. 3H PROPERTIES GROUPS LLC, GROCERY STORE BUILDING, 50% OWNER, 5-10/HRS/WK; 2. 3H FOODS LLC, GROCERY STORE, 5-10/HRS/WK. 3. OWNER OF HANES WEALTH MANAGEMENT; DBA FOR CETERA BUSINESS
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2014-01-15 |
| S63 | Uniform Securities Agent State Law Examination | 2009-10-02 |
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