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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-01-21
UT RA APPROVED 2021-07-21
  • TX RA
    APPROVED
    Since 2026-01-21
  • UT RA
    APPROVED
    Since 2021-07-21

Branch Locations

488 E Winchester St Ste 400, Salt Lake City, UT 84107 • United States

1436 S Legend Hills Ste 318, Clearfield, UT 84015 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Various Insurance Carriers For W&R Insurance Agencies Salt Lake City UT 10/2002 07/2021
Boy Scouts Of America Holladay UT 08/2016 12/2019
Cromar &Amp; Woo Financial Group (Dba) Holladay UT 02/2018 Present
Waddell & Reed, Inc Salt Lake City UT 08/2002 07/2021
Cromar & Woo Financial Group (Dba) Holladay UT 02/2018 Present
Slwr Llc Holladay UT 03/2019 Present
Lpl Financial, Llc Salt Lake City UT 07/2021 Present
  • 10/2002 → 07/2021
    Various Insurance Carriers For W&R Insurance Agencies
    Salt Lake City, UT
  • 08/2016 → 12/2019
    Boy Scouts Of America
    Holladay, UT
  • 02/2018 → Present
    Cromar &Amp; Woo Financial Group (Dba)
    Holladay, UT
  • 08/2002 → 07/2021
    Waddell & Reed, Inc
    Salt Lake City, UT
  • 02/2018 → Present
    Cromar & Woo Financial Group (Dba)
    Holladay, UT
  • 03/2019 → Present
    Slwr Llc
    Holladay, UT
  • 07/2021 → Present
    Salt Lake City, UT
Previous Registrations
  • 2002-10-08 → 2021-07-21
    Waddell & Reed
    Deweyville, UT
    Syracuse, UT
    Ogden, UT
    Clearfield, UT
    Scottsdale, AZ
    Las Vegas, NV
    Salt Lake City, UT
Other Businesses

1. 07/21/2021 - CRUMP - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 10/2002 - 10 Hours Per Month - LIFE INSURANCE, FIXED ANNUITY, DISABILITY INCOME, LONG TERM CARE. 2. 07/21/2021 - ASSOCIATES OF CLIFTON PARK - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 10/2002 - 5 Hours Per Month - LONG TERM CARE INSURANCE, MEDICARE SUPPLENT, LIFE INSURANCE. 3. 07/21/2021 - Wasatch Front Financial Advisors - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 4. 07/21/2021 - SLWR LLC - Investment Related - 1861 E NORTH DR HOLLADAY UT 84124 - Real Estate Rental - Started 3/5/2019 - Time Spent 5%. 5. 12/8/2021 - SLWR, LLC - DBA: Wasatch Front Wealth Advisors - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 11/29/2021 - 160 Hours Per Month/8 Hours During Securities Trading 6. 08/24/2023 - Western Front Wealth Advisors - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 11/29/2021 - 160 Hours Per Month/ 8 Hours During Trading 7. 10/25/2024 - CROMAR & WOO FINANCIAL GROUP - Business Entity For Tax/Investment Purposes Only - Not Investment Related - At Reported Business Location(s) - Start Date 01/01/2019 - 1 Hour Per Month/ 0 Hours During Trading 8) 04/22/2025 -Cromerica Industries, LLC - Investment Related - Real Estate Rental - At Reported Business Location(s) - Start Date: 04/15/2025 - 3 Hrs/Mth - 0 Hrs During Trading.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2002-09-11
S65 Uniform Investment Adviser Law Examination 2002-08-28
  • S63 Uniform Securities Agent State Law Examination
    2002-09-11
  • S65 Uniform Investment Adviser Law Examination
    2002-08-28
Designations
Other Names
  • Joel Cromar

View on SEC IAPD

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