Best Investors
Account
Sign in
Best Investors
Account
Sign in
Rbc Securities, Inc CRD 103705
$1.52B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
555 South Flower Street 11Th Floor, Los Angeles, CA 90071 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2021-08-20 |
| NY | RA | APPROVED | 2021-08-20 |
Branch Locations
400 Park Avenue, 8Th Floor, New York, NY 10022 • United States
Red Bank, NJ • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| City National Rochdale | New York | CA | 04/2015 | 07/2021 |
| City National Securities, Inc | New York | NY | 07/2021 | Present |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2012-03-28 |
| S65 | Uniform Investment Adviser Law Examination | 2000-11-14 |
Reach out to this advisor