Shane Francis Pitkin

Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
IA	RA	APPROVED	2012-05-25

IA RA
APPROVED

Since 2012-05-25

Branch Locations

303 3Rd Avenue Se, Cedar Rapids, IA 52401 • United States

3806 Pheasant Ln, Waterloo, IA 50701 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Advisors	Rochester	MN	05/2012	11/2016
Wells Fargo Clearing Services, Llc	Rochester	MN	11/2016	Present

05/2012 → 11/2016

Wells Fargo Advisors

Rochester, MN
11/2016 → Present

Wells Fargo Clearing Services, Llc

Rochester, MN

Previous Registrations

2007-01-11 → 2012-05-30

Edward Jones

New Hampton, IA

Other Businesses

INTERNATIONAL HUNTER EDUCATION ASSOCIATION (IHEA); NOT INV. RELATED; WATERLOO, IA; HUNTER EDUCATION INSTRUCTOR; TEACH HUNTER EDUCATION CLASSES WITH PROVIDED MATERIAL; START DATE 8/24/2015; 2 HRS PER MONTH; 0 HRS DURING TRADING.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2007-01-10
S63	Uniform Securities Agent State Law Examination	2002-10-31

S66 Uniform Combined State Law Examination

2007-01-10
S63 Uniform Securities Agent State Law Examination

2002-10-31

View on SEC IAPD

Current Employers

Wells Fargo Clearing Services, Llc

Disclosures

Employment History

Previous Registrations

Other Businesses

Exams

Other Firms

Other Investors

Other Offices

Reviews