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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| UT | RA | APPROVED | 2022-11-30 |
Branch Locations
299 S Main St 7Th Fl [Mk/Me-Rbo], Salt Lake City, UT 84111 • United States
3889 Campus View Dr, West Jordan, UT 84084 • United States
11426 S Parkway Plaza Dr, South Jordan, UT 84095 • United States
5474 W Daybreak Parkway, South Jordan, UT 84009 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney | South Jordan | UT | 06/2011 | 11/2018 |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | 11/2018 |
| U.S. Bancorp Investments, Inc. | South Jordan | UT | 12/2018 | 11/2022 |
| Wells Fargo Clearing Services, Llc | Salt Lake City | UT | 11/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-10-09 |
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