Mark Patrick Sullivan

Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2002 → 04/2022
  Wachovia Bank Na
  Columbia, SC
• 05/2009 → 11/2016
  Wells Fargo Advisors Llc
  Columbia, SC
• 11/2016 → 04/2022
  Wells Fargo Clearing Services, Llc
  Columbia, SC
• 04/2022 → Present
  Raymond James Financial Services, Inc.
  Columbia, SC
• 04/2022 → Present
  Raymond James Financial Services Advisors, Inc.
  Columbia, SC
• 04/2022 → 03/2023
  Concurrent Advisors
  Columbia, SC
• 04/2022 → Present
  Vision Wealth Management
  Columbia, SC

Previous Registrations

• 2007-03-02 → 2022-04-27
  Wells Fargo Clearing Services, Llc
  Columbia, SC
  Columbia, SC
  Columbia, SC
  Charlotte, NC
  Columbia, SC
  Winnsboro, SC
  Lexington, SC
  Lexington, SC
  Greenville, SC
  Columbia, SC

Other Businesses

(1)Name of Business: Vision Wealth Advisors Address: 1441 Main St Ste 806, Columbia, SC, 29201-2848, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 04/22/2022 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 0-1 Description of duties: Partner and Financial Advisor

Exams

• S65 Uniform Investment Adviser Law Examination
  2007-02-26
• S63 Uniform Securities Agent State Law Examination
  2002-12-06