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11215 N. Community House Rd. Ste. 775, Charlotte, NC 28277 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2018-12-12 |
Branch Locations
11 East Superior Street Suite 580, Duluth, MN 55802 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley | Duluth | MN | 12/2012 | 12/2018 |
| Morgan Stanley Private Bank, National Association | New York | NY | 03/2017 | 12/2018 |
| Lpl Financial Llc | Duluth | MN | 12/2018 | Present |
| Independent Advisor Alliance, Llc | Duluth | MN | 12/2018 | Present |
1. 12/6/2018 - Marline & Associates - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 2. 1/17/2019 - Independent Advisor Alliance - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - 140 Hours Per Month/I provide investment advisory services through Independent Advisor Alliance, an independent investment advisor firm. I started this business activity on 1/17/2019. I expect to spend approximately 140 hours/month on this activity. Please see the advisory firms Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3. 1/17/2019 - Independent Advisor Alliance - DBA: (Hybrid) Marline & Associates, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - 140 Hours Per Month/I provide investment advisory services through Independent Advisor Alliance, an independent investment advisor firm. I started this business activity on 1/17/2019. I expect to spend approximately 140 hours/month on this activity. Please see the advisory firms Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4. 07/17/2025 - Kurt Erickson CPA - Tax Prep/Accounting/CPA - Inv Rel - Home Based - Start date: 07/01/2025
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2013-02-11 |
| S66 | Uniform Combined State Law Examination | 2004-07-12 |
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