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Ubs Financial Services Inc. CRD 8174
$916B regulatory AUM 18,245 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-10-26 |
Branch Locations
299 Park Avenue 8Th,9Th And 11Th Floor, New York, NY 10171 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services | New York | NY | 03/2004 | Present |
MCFADDENS RESTARAUNT AND BAR /BARTENDER/ START DATE 03/08/2004. Parkers Army, Parkers Army is a non for profit charitable 501c3 organization in remembrance of Parker Nork who died from Leukemia at the age of 9. The Charity was created to raise money to award scholarships in the community to young people who accelerated in the sports he loved prior to his death, I am the chair person for the annual golf outing which is our biggest fund raiser of the year, start date-1/28/2022, nj United States-08050.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2016-04-06 |
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