Stephen R. Hansen

Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2015 → Present
  Jpmorgan Chase Bank Na
  Denver, CO
• 07/2015 → Present
  Jpmorgan Securities Llc
  Denver, CO
• 05/2016 → 04/2020
  Yctc, Inc
  Marana, AZ

Previous Registrations

• 2014-02-07 → 2015-07-22
  Ubs Financial Services Inc.
  Denver, CO
  Weehawken, NJ
• 2012-02-27 → 2014-02-04
  Morgan Stanley
  Greenwood Village, CO
• 2009-06-01 → 2011-12-21
  Morgan Stanley
  Denver, CO
• 2008-11-24 → 2009-06-01
  Citigroup Global Markets Inc.
  Denver, CO
• 2004-04-28 → 2008-08-05
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Englewood, CO
  Greenwood Village, CO
• 2002-09-06 → 2004-03-02
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Atlanta, GA

Exams

• S66 Uniform Combined State Law Examination
  2002-11-04

Designations

• Certified Financial Planner

Other Names

• Stephen Russell Hansen