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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2010-12-09
FL RA APPROVED 2006-06-06
  • TX RA
    APPROVED_RES
    Since 2010-12-09
  • FL RA
    APPROVED
    Since 2006-06-06

Branch Locations

1100 Canal St, The Villages, FL 32162 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated : 7691 Orlando FL 06/2006 Present
Bank Of America,Na The Villages FL 12/2009 Present
  • 06/2006 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated : 7691
    Orlando, FL
  • 12/2009 → Present
    Bank Of America,Na
    The Villages, FL
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2002-11-25
S63 Uniform Securities Agent State Law Examination 2002-10-10
  • S65 Uniform Investment Adviser Law Examination
    2002-11-25
  • S63 Uniform Securities Agent State Law Examination
    2002-10-10
Other Names
  • Robert Arthur Luther Jr

View on SEC IAPD

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