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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2009-09-25 |
| VA | RA | APPROVED | 2009-09-25 |
Branch Locations
1200 Commerce Street Suite 100, Lynchburg, VA 24504 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel, Nicolaus & Company, Incorporated | Lynchburg | VA | 09/2009 | Present |
1. 1212rcw Real Estate LLC; 1212 Running Cedar Way Lynchburg Va 24503; Real Estate Investment; Manager; Real Estate Acquisition, Hire And Manage Contractors, Manage Leases; 05/02/2024; 1.00hr/week; During Securities Trading Hours; Investment-related 2. Greater Lynchburg Community Foundation; 1100 Commerce St Lynchburg VA 24504; Community Foundation; Chair / Board of Directors; help set strategic direction, review financials, lead board meetings; 01/01/2025; 2 hrs/week; During Securities Trading Hours; Not Investment-related 3. Economic Development Authority of the City of Lynchburg; 900 Church St Lynchburg VA 24504; serves to incentivize new business and growth of existing business in City of Lynchburg; Chair / Board of Directors; advise on City's economic development efforts; 07/01/2024; 2 hrs/week; During security trading hours; Not Investment-Related
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2005-06-28 |
| S65 | Uniform Investment Adviser Law Examination | 2001-01-11 |
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