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Michael Phillip Gorak

LPl Financial LLC

Pasadena, CA

Pasadena, CA

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-06-05
CT RA APPROVED 2025-06-05
  • CA RA
    APPROVED
    Since 2025-06-05
  • CT RA
    APPROVED
    Since 2025-06-05

Branch Locations

70 S. Lake Ave. Ste. 700, Pasadena, CA 91101 • United States

70 S. Lake Ave. Ste. 700, Pasadena, CA 91101 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Western International Securities, Inc. Pasadena CA 01/2015 12/2016
Sabbactical Los Angeles CA 01/2017 07/2017
Western International Securities, Inc. Pasadena CA 07/2017 06/2025
Lpl Financial Llc Pasadena CA 06/2025 Present
  • 01/2015 → 12/2016
    Western International Securities, Inc.
    Pasadena, CA
  • 01/2017 → 07/2017
    Sabbactical
    Los Angeles, CA
  • 07/2017 → 06/2025
    Western International Securities, Inc.
    Pasadena, CA
  • 06/2025 → Present
    Lpl Financial Llc
    Pasadena, CA
Previous Registrations
  • 2017-08-01 → 2025-06-05
    Western International Securities, Inc.
    Pasadena, CA
    Pasadena, CA
  • 2015-01-12 → 2016-12-31
    Western International Securities, Inc.
    Malibu, CA
    Pasadena, CA
    Pasadena, CA
  • 2013-03-07 → 2015-01-09
    Centaurus Financial, Inc.
    La Cananda Flintridge, CA
  • 2011-07-21 → 2012-04-26
    Rbc Securities, Inc
    Los Angeles, CA
    Chatsworth, CA
  • 2007-06-28 → 2010-12-31
    Centaurus Financial, Inc.
    Los Angeles, CA
    Malibu, CA
    Anaheim, CA
  • 2005-09-14 → 2007-06-27
    Brookstreet Securities Corporation
    Beverly Hills, CA
    Beverly Hills, CA
  • 2005-05-17 → 2005-08-04
    Lpl Financial Llc
    Beverly Hills, CA
  • 2002-11-08 → 2005-03-31
    Citigroup Global Markets Inc.
    Beverly Hills, CA
Other Businesses

1. 06/05/2025- Michael Gorak, Independent Agent- Non-Variable Insurance- INV Related- At Reported Business Location(s)- Start date 02/13/2024- 1 Hour Per Day

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2002-10-17
S63 Uniform Securities Agent State Law Examination 2002-10-04
  • S65 Uniform Investment Adviser Law Examination
    2002-10-17
  • S63 Uniform Securities Agent State Law Examination
    2002-10-04

View on SEC IAPD

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Other Offices

CMR CAPITAL MANAGEMENT, LLC · PASADENA, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · PASADENA, CA
STRATEGY ASSET MANAGERS L.L.C. · PASADENA, CA
MML INVESTORS SERVICES, LLC · Pasadena, CA
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · PASADENA, CA
NASDAQ DORSEY WRIGHT · Pasadena, CA
U.S. BANCORP ADVISORS, LLC · Pasadena, CA
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