Seung Y Cho

Current Employers

Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

Authority	Category	Status	Date
NJ	RA	APPROVED	2017-03-25

NJ RA
APPROVED

Since 2017-03-25

Branch Locations

30 Two Bridges Road Suite 320, Fairfield, NJ 07004 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Metlife Securities Inc.	Fort Lee	NJ	01/2015	Present
Massachusetts Mutual Life Insurance Company	Springfield	MA	07/2016	Present
Mml Investors Services, Llc	Fort Lee	NJ	03/2017	Present

01/2015 → Present

Metlife Securities Inc.

Fort Lee, NJ
07/2016 → Present

Massachusetts Mutual Life Insurance Company

Springfield, MA
03/2017 → Present

Mml Investors Services, Llc

Fort Lee, NJ

Previous Registrations

2015-01-02 → 2017-03-25

Msi Financial Services, Inc.

Fort Lee, NJ
2007-10-24 → 2015-01-02

New England Securities

Englewood Cliffs, NJ

Fairfield, NJ

Fort Lee, NJ

Other Businesses

NAME: Seung Cho INV REL: Y ADD:30 Two Bridges Rd, Suite 320 Fairfield NJ 07004 NATURE: NonMMLIA Insurance Brokerage/Ind Life, P&C, Health, Group Health POSITION: Agent START DATE: 02/01/2011 NO. HR/MO: 40 NO. HR/MO DURING SEC TRADING: 20

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2007-08-07
S63	Uniform Securities Agent State Law Examination	2002-10-03

S65 Uniform Investment Adviser Law Examination

2007-08-07
S63 Uniform Securities Agent State Law Examination

2002-10-03

Designations

View on SEC IAPD

Current Employers

Mml Investors Services, Llc

Disclosures

Employment History

Previous Registrations

Other Businesses

Exams

Designations

Other Firms

Other Investors

Other Offices

Reviews